16. Writing:
History, and Typology
In
this section, the theory and historical development of writing systems, as
described from the viewpoint of western academic tradition, will be reviewed.
The main sources are
Daniels
(1996), (
Encarta:
writing, alphabet),
Haarmann
(1992a). Secondary sources referenced are:
Noeth
(1985: 256-273),
Amiet
(1966),
Cohen
(1958),
Diringer
(1948) (1953),
Driver
(1948),
Gehlen
(1964),
Gelb
(1952),
Kyriatsoulis
(1996),
Lambert
(1966),
Schmandt-besserat
(1978, 1992),
Schlott
(1989).
Daniels
(1996) gives a recent and comprehensive overview of all writing systems that
were or are in use, and can be said to reflect the latest academic consensus on
the matter. For matters of convenience, the often-cited source
Haarmann
(1992a) is abbreviated with HA in this section. Some statements contradicting
the western academic mainstream are given under:
Humankind
is defined by language; but civilization is defined by writing.
Writing
systems are used to convey and preserve language across time and space...
16.1. Prehistory
of writing, earliest traces of cultural memory technology
Literature
referenced:
Lock
(1996),
Anati
(1991),
Daniels
(1996: 19-24),
Dechend
(1977), (1993), (1997), (and personal communications),
Gimbutas
(1974), HA (
Haarmann
1992a) (50-56, 69-81),
Haarmann
(1997),
Leroi-gourhan
(1982), (1984),
Meister
(1997),
Mellaart
(1989, I-IV),
Marshack
(1972),
Semiotica
(1994)
.
Lock
(1996) is the most comprehensive and most recent source for all evolutionary
aspects of the history of symbolization
.
The
interpretation of the archeological record poses a set of specific problems,
when we want to reconstruct the thoughts and habits of ancient people by those
traces that have been preserved throughout the millennia by all kinds of
fortuitous conditions. In his article, "On the scientific study of paleoart",
Bednarik
(1994) presents a short and concise summary of the problem cases that apply
equally well to the study of the pre-history of writing.
[490]
In a similar vein the statement of Hertha v.
Dechend:
Dechend
(1997: 9): Raising the question about the nature of those clues and traces
which might enable us to reconstruct at least some thoughts of early homines
sapientes sapientes, we have to state first, that next to no phenomenon should
be accepted as "suggesting itself", and "obvious", no instrument, no technique,
no rite, no game, no dance. The more fundamental, and the more apparently
self-suggesting a technique, the more ingenious the brain that hatched it.
16.1.1. Oldest
symbolic representations
The
oldest known (homo erectus-) man-made notches are on a bear-skull from the
lower Acheulian period, dated to about 430,000 years ago (
Haarmann
1997: 674). As to the interpretation, it is quite debatable whether
these
notches "seem to be related to some religious ideas of the Azykh people"
(ibid.), ie. if they are records of symbol usage. There are also indications of
symbolic capacity of the Neanderthal people 150-200,000 years ago (
Haarmann
1997: 675), the available specimen showing "... an example of archaic man's
sense of abstraction and symmetry" (ibid.).
(ibid.):
With the appearance of modern man, the impact on symbol-making becomes more
dynamic... Among the outstanding genres of artistic activities are sculpturing
and painting. The oldest evidence for these activities dates back to the
Aurignacian period...
There
are two facets by which early cave art distinguishes itself. One is the
compositional technique of combining two categories of symbols, namely
naturalistic or sub-naturalistic motifs with abstract symbols, linear and
stylized. If man's general capacity of using symbols is the key to culture,
then the capacity of distinguishing between iconicity and abstractness as two
cognitive procedures is man's practical approach to symbol-making.
From
the viewpoint of the modern observer, the naturalistic pictorial
representations are easier to interpret than abstract patterns. (Even if it is
not possible to establish what the "meaning" of the pictures of animals in
caves like Altamira or Lascaux was for the ancient people, and if there had
been cave rituals, in which these might have played a role). (
Haarmann
1997: 676). The abstract patterns are harder to classify than pictures: for
example the dot patterns that appear in between the animal paintings in the
cave paintings of Lascaux
(HA 51-52). Whatever those "meanings" were, any interpretations will remain
open to argument. One example
is the pattern of the
"baton
de command
"
found in Cueto de la Mina
in
Asturias,
minimum age 12,000 years. The (very controversial) interpretation cited in (HA
54-57) and
Marshack
(1972: 213 pp.) sees it as a codification of lunar phases. More examples for
interpretations of abstract symbols are given in Haarmann
(1997: 676).
16.1.2. Technological
and social constraints for ancient cultural memory technology
An
important consideration for the interpretation of possible cases of para-writing
[491]
are the technological and social constraints for ancient cultural memory
technology (CMT). Writing is a CMT typical for agricultural people with a
sedentary lifestyle.
Goody
(1987: 300),
Diamond
(1997: 215-238). We should consider the Cro Magnon prehistoric
homines
sapientes sapientes
as intellectually equal to ourselves (
Dechend,
1997: above), but they had a lifestyle quite different from ours: they were
nomadic people, following the animal herds in their wanderings. They couldn't
carry very many things along with them. (
Sahlins
1976: 33-34). For this reason, if they chose to make recordings, they could
record only the most important, most critical information relevant to them.
Probably, calendaric and astronomic information is very high on the priority
list. (
Marshack
1972,
Dechend
1993,
Aveni
1986). And as nomads with few moveable belongings, they also had little use for
accounting methods for foodstocks and possessions, as the later Mesopotamians
did (
Lambert
1966). It is therefore more likely that nomadic peoples will develop quite
different ways to transmit their cultural memory than sedentary ones, because
their constraints are so much different. The Aborigines of Australia present us
with a lifestyle and habits that may be quite similar to such pre-historic
hunter-gatherers, and inferences can be drawn from their example.
Strehlow
(1971),
Munn
(1973).
16.1.3. Some
borderline cases of prehistoric para-writing
The
archeological record presents us with many borderline cases of what can be
called
para-writing,
systems of patterns or "ornamental" systems whose language encoding character
cannot be established, and that cannot therefore be properly classified as
writing. It is largely a matter of informed speculation to deduce from these
remains what forms the forerunners of writing systems had and how they were used.
A
typical borderline case of para-writing are the markings used by the cultures
of Old Europe
from around -5000, Belgrad area. Some researchers consider them as writing,
with specific meanings attributed to the markings, the majority classes them as
pure ornament. Literature: Gimbutas
(1974: 17), (1995),
Haarmann
(1992: 70-81),
Haarmann
(1997: 677-679), and the discussion in
Daniels
(1996: 21-22). This case gives rise to the question whether there are
alternative coding systems that we can hypostasize for ancient cultures that
are of entirely different type than for encoding language constructs. The
astronomical and mathematical possibilities may still have room for further
exploration, and further interdisciplinary research could yield more material.
See also:
Dechend
(1997: 1, 15), (1993),
Aveni
(1986).
One
particularly interesting possibility for a hitherto unexplored mode of encoding
are the zigzag patterns on spinning whorls depicted in
Gimbutas
(1995: 67). None of the researchers in the literature
[492]
makes any reference to the obvious fact that whorls revolve in normal usage,
and so it is possible that these patterns indicate encodings of a cyclical
characteristic, or the possibility that these patterns could only be "read"
when the whorls were spinning. With the presently available insufficient data
material, a further enquiry in this possibility is outside the scope of this
study but it could be the subject of a consecutive work.
See
also:
The
widely publicized theories of
Schmandt-besserat
(1978, 1992) about clay tokens being the precursors of writing in Mesopotamia
have received increasingly critical reviews (
Daniels
1996: 22-23) and so, the pre-history of writing continues to remain in the dark.
The
oldest writing system was found in Uruk, Mesopotamia, dating around -3200
(
Lambert
1966), and a little later the most ancient hieroglyphs in Egypt. The academic
consensus is today that the
idea
of writing came from the Sumerians to the Egyptians. (
Daniels
1996: 24, 33). Chinese writing was probably invented independently.
16.2. Typology
of writing systems
This
section contains a typology and overview of the historical development of
writing systems. The main sources are
Daniels
(1996) and
Haarmann
(1992a). The source
Haarmann
(1992a) is abbreviated with HA in this section. Typology adapted from: (HA
147). The abbreviation CS (
character
system
)
is used as more general expression for
writing
system
to cover abstract-logographic types.
Logographic:
one char encodes one concept or one word
Pictographic
Ideographic
Abstract-Logographic
Phonographic:
encoding of sound sequences by chars
Segmental chars
for consonant patterns
Syllabic chars
for syllables
Abjad chars
for single consonants
Alphabetic chars
for consonants and vowels
Examples
of pictographic CS
Ancient
Sumerian from -3200 to -2550 (HA 94-100,152-153
)
Ancient
Egyptian before -2750 (HA 101-105,128-133, 212-214
)
Aztec
pictograms (HA 201-206
)
These
early writing systems derive from pictorial representations, i.e. the picture
of a hand is used as the symbol for the concept "hand" etc. A further
development into abstraction and generalization towards a logographic system
occurs when the picture of a foot is used for the concept of "to walk, to go".
Abstract-Logographic
From
(HA 148, 207-210)
Mathematical
symbols
Dance
notation systems
Musical
notation
Professional
technical coding systems, like chemistry, electrical symbols
Computer
codes
Typographical
symbols like "&", %, #, and @
Ideographic-Morphemic
Chinese CS
China
and Japan are the main great civilizations using the Chinese writing system
(Korea is still partly using it besides their Hangul system). It probably
originated entirely independently of the western Eurasian writing systems.
(
Daniels
1996: 189-190). It incorporates within its CS four different kinds of
categories of representation (HA 171-187
).
Category 1: Its oldest chars are derived from pictorial representations which
still constitute a small part of the CS, called
hsiang
hsing
(HA 179). Category 2: there are single char ideograms called
chih-shih,
(HA 180). Category 3: compound ideograms of several chars are called
hui-i,
(HA 180). Category 4: compound chars with a morphemic element are called
hsing-sheng
(HA 181). This character formation pattern makes for about 90% of all current
Chinese chars. It constructs a character from two root symbols: the semantic
determinator
and the phonographic
indicator.
There are two more categories of lesser importance:
chuan-chu
(HA 181) and
chia-chieh
(HA 181). For further discussion of Chinese writing:
Phonographic
CS are encodings of sound structures. They are descendants of older Logographic
CS (HA 211). The best recorded instance of this development is in the history
of Mesopotamian CS.
Segmental
Egyptian
Hieroglyphic, Hieratic, Demotic
from -3000 to about -100 (HA 213-223).
This
CS encodes only consonant structures consisting of 1, 2, or 3 consonants. Since
vowels are omitted these are called segments, to distinguish from syllables
which are vowel-consonant patterns. There are numerous remnants of the older
egyptian logographic structures (HA 218). The writing direction was variable.
Hieroglyphs could be faced any of the four directions, so that the writing
could mimic a dialogue between persons who faced each other - like speech
bubbles in cartoons (HA 221, Schlott 1989
,
162, 163).
Syllabic
Later
Sumer cuneiform
from -2400 (HA 223)
.
In Sumerian use, writing always kept a strong logographic component. The
descendant cuneiform writings of the following peoples kept the shape and the
techniques of character production, but adopted the system to a different
language model, the semitic languages of Akkad (-2300), Babylon
(-2000), Assur (-1500 to -700). They evolved more and more into phonographic
systems (HA 225-242). The cuneiform script remained in use in astrological
schools in Babylon until the Roman era, 50 CE. (
Sandermann
1997, 14).
The
Japanese writing systems of Hiragana and Katakana encode syllabic structures.
This is an efficient method, because Japanese language has a simple syllabic
structure of about 100 consonant-vowel (CV) morphemes.
Coulmas
(1981: 59), (
Smith
1996: 210-212). Maya
writing is a mixed logographic / syllabic CS (
Macri
1996: 175).
Semitic
Character Systems: Abjad / Aleph-Bayt
The
exact descendance of the Semitic script, whether from an Egyptian or
Mesopotamian script, is still a matter of debate. (
Daniels
1996: 24-25). Somewhere on the Levant, a West Semitic (Canaanite)
language-speaking people first developed an encoding standard for single
consonants (abjad) between -2000 and -1500 (O'Connor
1996: 88-90). It writes from right to left. A family tree of ancient Semitic
scripts is given in O'Connor
(1996: 89). The northern branch gave rise to Ugarit cuneiform around -1500 (HA
267, 380) and Phoenician -1600 (HA 268 ff.). From this were derived the Aramaic
(-800 to -400), and Hebrew (-500). The first characters of these scripts are
called Aleph (Alep), Beth (Bayt), and Ghimel, Dallet.
This naming was later adopted by the Greeks as Alpha, Beta, Gamma, Delta. From
the South Canaanite branch arose the Arabic scripts. At later times, a dot
notation was introduced for vowels in Hebrew and Arabic.
A
minority opinion sees an influence of the Minoan writing systems Linear A and B
on the Phoenician alphabet. There is some indication of cross cultural
influences between the Minoan civilization and the Phoenicians who took over
the mediterranean trade from the Minoans after their civilization collapsed
around -1400.
Haarmann
believes that an Old European CS influenced the Minoan CS which in turn
influenced the Phoenician (HA 70-94, 267, 283). A discussion and critique of
this view is found in
Daniels
(1996: 21-22, 24-25).
Diffusion
of the Canaanite system: Hebrew / Arabian / Indian, and East Asian
The
presently used writing systems of most of civilizations on this planet are
derived from the common semitic Canaanite source (O'Connor
1996: 89). (With the exception of Chinese-derived writing, which originated
independently). These are the Arabic and Hebrew scripts, and the various Indian
systems derived from Brahmi script (Devanagari and many others), see (
Daniels
1996: 371-442), (HA 364), and
Bright
(1996: 384), and the South East Asian scripts, like Burmese, Khmer, Thai, etc.
(
Daniels
1996: 443-484).
Development
of the Western Alphabet
The
Greeks adopted Phoenician writing and added signs for vowels
around -800. The writing direction was changed, first to the boustrophedon (as
the ox plows) manner, then going from left to right (HA 282-288). The Greek
alphabet was standardized in -403 by Archinos (HA 289). It
diffused in all directions and gave rise to the Roman alphabet by the bridge of
Etruscian and Tyrrhenian alphabets (HA 290-294). Other important derivations
from the Greek CS are Cyrillic and Armenian CS. A dissenting opinion on the
origin of the alphabet is voiced by
Bernal
(1987, 1990, 1991), who assumes a continuity of development between the
cultures of ancient Egypt and the Levant and ancient Greece, and a strong
Phoenician presence in ancient Greece. His theories are discussed in
Daniels
(1996: 23, 267).
16.2.3. Korean
Hangul: the most refined implementation of the alphabetic principle
There
is one writing system in wide usage that is perhaps a more perfect
implementation of the alphabetic principle than the Greek-derived western
alphabet: the Korean
hangul.
Haarmann (1990: 355-360),
Haarmann
(1997: 677),
King
(1996: 219-227).
16.2.4. Writing
(Encarta)
The
following articles from Microsoft
Encarta
give a comprehensive introduction to the different forms of writing and its
history.
Writing,
method of human intercommunication by means of arbitrary visual marks forming a
system. Writing can be achieved in either limited or full systems, a full
system being one that is capable of expressing unambiguously any concept that
can be formulated in language.
Limited
Writing Systems
Limited
writing systems are generally used for purposes such as keeping accounts or as
mnemonic devices for recalling significant facts or conveying general meanings.
Also called subwriting, limited systems of writing include picture writing (or
pictography), ideography, and the use of marked or unmarked objects as mnemonic
devices. Such systems are characterized by a high degree of ambiguity because
there is no fixed correspondence between the signs of the writing system and
the language represented. For this reason interpretation of a limited system is
usually independent of language. The purpose of the pictogram, ideogram, or
object is to call to mind an image or impression that is subsequently expressed
in language. This is clearly the procedure involved in the Native American
picture writing that can be “read” easily by practically anyone
with no knowledge whatever of Native American languages. On the other hand, if
interpretation of limited writing systems is attempted without a knowledge of
the cultural background of the writer, the image or impression called to mind
by the writing will be meaningless or misunderstood.
Full
Writing Systems
A
full writing system is capable of expressing any concept that can be formulated
in language. Therefore, full writing systems are characterized by a more or
less fixed correspondence between the signs of the writing system and elements
of the language the writing represents. The elements of language represented,
then, can be words, syllables, or phonemes (the smallest units of speech that
distinguish two different utterances in a language). Thus, writing systems can
be categorized as word (or logographic), syllabic, or alphabetic. Because full
writing systems represent elements of language, knowledge of the language
written is required to understand the meaning intended by the writer. This does
not mean that a writing system is tied to one language. In fact, writing
systems are rather easily transferred from one language to another. This means
only that, unlike a pictographic system, a full system conveys no meaning to
the reader without a knowledge of the underlying language.
Word
(or Logogram) Systems
Word
writing systems are characterized by many signs called logograms which
represent complete words. Such signs frequently represent a series of related
words, and in many cases, one sign represents several separate and distinct
words. In purely logographic writing, such distinctions usually remain
unresolved and the writing is ambiguous. Certain types of signs, however, can
be used to resolve the ambiguity and assure correct reading of the logogram.
These signs are used as semantic and phonetic indicators and are often called
determinatives and phonetic complements. Determinatives are signs used to
indicate the class or category to which the word represented by the logogram
belongs. Determinatives are logograms themselves and are not read but serve
only to indicate the semantic group, such as gods, countries, birds, fish,
verbs of motion, verbs of building, objects made of wood, objects made of
stone, and so on, to which the logogram belongs. Phonetic complements are
similar in use but more specific in that they show part or all of the
pronunciation of the word that the logogram represents. In modern alphabetic
writing in English, for example, the logogram “2” is read
“two.” When the ordinal number is referred to, however, the
phonetic complement “d” is attached and the logogram, plus
complement “2nd,” is read “second.” In this example,
for the first time, signs are used for purely phonetic (or nonlogographic)
purposes. In other words, the sign functions not to call to mind an idea and
the word associated with it, but to recall a sound which is part of the word
that the logogram being read represents. Originally, phonetic indicators were
chosen from the logograms that have a meaning corresponding to the desired
sound. This device is known as phonetic transfer or, more commonly, rebus
writing. Like determinatives, phonetic indicators are not to be read but serve
only to facilitate the reading of the basic logogram.
Thus
far, elements of language are expressed only by logograms. Such representation
is adequate for most nouns and simple verbs, but not adequate for most
adjectives and adverbs, and especially for pronouns and proper nouns such as
personal names. It cannot express all the nuances of case endings and verbal
inflection. A full system of writing, as defined above, must be capable of
expressing all these if they exist in the language. Without this capability, a
purely logographic writing system cannot be classified as a full system even if
it makes use of semantic and phonetic indicators.
Syllabic
Systems
The
principle of phonetic transfer was used to overcome the limitations of
logographic writings. By using signs to represent sounds, in this case,
syllables, words that had no logographic representation could be expressed. In
addition, morphemes, or case endings and verbal inflection, could be expressed
by attaching the signs representing their sounds to the root logogram. It
should be noted that, unlike phonetic indicators, such signs are to be read and
interpreted as elements of the language being written.
The
combined logo-syllabic system represents the first system of full writing. Once
a system has reached a full capability of expression, the conflict in its
development is between economy of writing (number of signs required to write a
given utterance), and reduction of ambiguity. The major disadvantage of a
logo-syllabic system is that it requires a very large number of signs because
the number of words in a language is quite large. Grouping all words with
similar meanings under one logogram, or using the same sign for different
words, reduces the number of signs required, but such a system still needs at
least 500 or 600 signs. Furthermore, ambiguity is very likely unless indicators
are used, which means sacrificing the main advantage of having to use fewer
signs per utterance. On the other hand, the number of signs needed for a purely
syllabic system can be less than 100 and is seldom more than 200. The use of
syllabic writing has the further advantage that the logograms do not have to be
interpreted by the reader because the words are written out unambiguously in
the phonetic script. The disadvantage of syllabic writing is that the system
requires, on the average, more signs to write a given utterance. In its
simplest form, a syllabic system consists only of consonant and vowel signs and
signs for simple vowels.
The
next step is the reduction of the syllabary, or the list of syllables, to only
consonant and vowel signs, with the vowels undifferentiated. This reduces the
number of signs required to the number of consonant sounds in the language, but
increases the ambiguity in that the correct vowel sounds have to be supplied by
the reader. Because this is syllabic writing the number of signs required to
write a given utterance is the same as that for the simple syllabic system that
expresses each vowel fully. The reduced syllabic system requires many fewer
signs; therefore, each sign can be simpler. Although this type of writing is
considered alphabetic by many people, it is more accurately called
semialphabetic, as it does not indicate each phoneme of the language separately
and unambiguously.
Alphabetic
Systems
The
final step toward fully alphabetic writing is the separation of the consonant
sounds from the vowel sounds, and the separate writing of each. This requires a
few more signs but eliminates the ambiguity of having the reader supply the
vowels. Alphabetic writing requires the greatest number of signs for a given
utterance, but the number of signs required for the system is small enough so
that the signs can still be very simple. Because each sign represents a
phoneme, the word that is intended by the writer is spelled out explicitly, and
no sounds are required to be supplied by the reader. See ALPHABET.
These
systems outline the theory and methods of writing, but in actual fact writing
systems do not exist in these pure forms. Elements from one type of system are
almost always found incorporated in another; an example is the number of
logograms used with the modern alphabetic writing system.
History
of Writing
Writing
systems always tended to be conservative, their origins often being attributed
to divine sources. Any change or modification was met with great hesitation,
and even today, attempts to reform spelling or eliminate inconsistencies in
writing conventions meet with strong resistance. Because of this conservatism
major innovations in the structure of a writing system usually occurred when
one people borrowed a system from another people. The Akkadians, for example,
adapted the syllabic portion of the Sumerian logo-syllabic system to their own
language, but retained the logograms, and used them regularly as a type of
shorthand (see SUMERIAN LANGUAGE). When the Hittites borrowed the system from
the Akkadians for their own language, they eliminated most of the polyphonous
and homophonous syllabic signs and many of the Sumerian logograms, but used a
number of Akkadian syllabic spellings as logograms (see HITTITE LANGUAGE).
The
earliest known writing dates from shortly before 3000 BC, and is attributed to
the Sumerians of Mesopotamia. Because this earliest writing is logographic, it
can be read only in vague terms, but the principle of phonetic transfer is
apparent and was well on its way to becoming logo-syllabic. Egyptian
hieroglyphic writing is known from about 100 years later, and it is also the
earliest authentication of the principle of phonetic transfer (see EGYPTIAN
LANGUAGE; HIEROGLYPHS). It is possible that the development of Egyptian writing
came as a result of Sumerian stimulus.
At
about the same time, so-called Proto-Elamite writing developed in Elam. This
system has yet to be deciphered, and nothing can be said of its nature at the
present time except that, from the number of signs used, it is logo-syllabic.
Logo-syllabic systems of writing also developed, at a later date, in the
Aegean, in Anatolia, in the Indus Valley, and in China (see CHINESE LANGUAGE).
From these logo-syllabic systems, syllabaries were borrowed by other peoples to
write their own languages. The syllabary in its simplest and most reduced form
(that is, signs for consonant plus any vowel) was borrowed by the Semitic
peoples of Palestine and Syria from the Egyptians, leaving behind the logograms
and more complex syllables of the Egyptian system, during the last half of the
2nd millennium BC (see SEMITIC LANGUAGES). This syllabary was almost ready-made
because Egyptian writing had never expressed vowels. The earliest such
semialphabetic writing is found in the so-called Proto-Sinaitic inscriptions,
which date back to about 1500 BC. Another such system, dated to about 1300 BC,
was found at Ugarit on the northern Syrian coast, but in this case the writing
was inscribed on clay in the manner of Mesopotamian cuneiform. Similar writing
systems were developed by the other peoples of this region, and it was from the
Phoenicians that the Greeks borrowed their writing system. The Greeks took the
final step of separating the consonants from the vowels and writing each
separately, thus arriving at full alphabetic writing about 800 BC (see GREEK
LANGUAGE). Alphabetic writing has yet to be improved upon in terms of the
definition of a full writing system. See also separate articles on all the
individual letters of the English alphabet.
Contributed
by: R. M. Whiting, Ignace Jay Gelb
"Writing,"
Microsoft (R) Encarta.
16.2.5. Semitic
Languages (Encarta)
Semitic
Languages, one of the five subfamilies or branches of the Hamito-Semitic or
Afro-Asiatic language family (see HAMITO.SEMITIC LANGUAGES). Of the Semitic
languages, Arabic was carried beyond its original home in the Arab Peninsula
throughout the Arab Empire and is spoken across North Africa to the Atlantic
coast, and Arabic and Hebrew are used by Muslims and Jews in other parts of the
world. The other Semitic languages are centered in a region bounded on the west
by Ethiopia and on the north by Syria and extending southeast through Iraq and
the Arab Peninsula, with some “islands” of Semitic speech farther
east in Iran.
Linguistic
Groups
Linguists
divide the Semitic languages into four groups. The North Peripheral group is
represented by the Assyro-Babylonian language, or Akkadian. The oldest attested
Semitic language, with the oldest Semitic literature, Akkadian was spoken in
Mesopotamia between about 3000 BC and 600-400 BC and used as a literary
language until the 1st century AD.
The
North Central group includes the ancient and modern Hebrew language; ancient
tongues such as Ugaritic and Phoenician; and the Aramaic language, including
Syriac, or Christian Aramaic.
The
South Central group consists of literary or Standard Arabic and the modern
spoken Arabic dialects (see ARABIC LANGUAGE). Maltese, an offshoot of Arabic,
is spoken on the island of Malta and, because of its location, has been heavily
influenced by Italian.
The
South Peripheral group consists of the South Arabic dialects, now spoken in
parts of the southern Arab Peninsula (and in ancient times by peoples such as
the Minaeans and Sabaeans); and the languages of Ethiopia. The latter include
Gecez, or classical Ethiopic, now surviving only as a literary and liturgical
language; Amharic, the official language of Ethiopia; and regional Ethiopian
languages such as Tigré, Tigrinya, and Gurage.
Characteristics
In
Semitic languages, words are typically based on a series of three consonants;
this series, called the root, carries the basic meaning. Superimposed on the
root is a pattern of vowels (or vowels and consonants) that signifies
variations in the basic meaning or that serves as an inflection (such as for
verb tense and number). For example, in Arabic the root ktb refers to writing,
and the vowel pattern -a-i- implies “one who does something”; thus,
katib means “one who writes.” Other derivatives of the same root
include kitab, “book”; maktub, “letter”; and kataba,
“he wrote.” The close relationship of the Semitic languages to one
another can be seen in the persistence of the same roots from one language to
another (slm, for example, means “peace” in Assyro-Babylonian,
Hebrew, Aramaic, Arabic, and other languages). In Semitic languages, related
consonants typically fall into three subtypes: voiced, unvoiced, and emphatic;
an example is the series transliterated g, k, and q from Arabic and Hebrew (the
q is pronounced farther back in the throat than k).
Writing
Except
for two undeciphered scripts used by the ancient Canaanites, and the Latin
alphabet as used for Maltese, Semitic languages have historically been written
in three scripts. Assyro-Babylonian was written in cuneiform signs, and
Ugaritic used a cuneiform alphabet. North Semitic, the early Semitic script,
was an alphabetic script; one of its earliest examples is inscribed on the
Moabite stone (9th century BC, discovered in 1868 and now in the Louvre,
Paris). From the Aramaic variant of North Semitic, the modern Arabic and square
Hebrew alphabets developed; North Semitic also gave rise to the Greek alphabet.
Like ancient North Semitic, the Hebrew and Arabic scripts are alphabets of
consonants only; special marks for vowels apparently came into use in about the
8th century AD. The third script, South Semitic or South Arabic, may or may not
have been another variant of early North Semitic script. Also a consonantal
alphabet, it was taken to Ethiopia in the 1st millennium BC and gave rise to
the syllabic scripts used for modern Ethiopian languages.
See
also ALPHABET.
"Semitic
Languages," Microsoft (R) Encarta.
16.2.6. Alphabet
(Encarta)
The
Encarta definition of
Alphabet
differs from the one used in this study. In the strict definition, as used in
the present study, the "North Semitic
Alphabet"
and "Arabic
Alphabet"
would have to mean
Abjad.
Alphabet
(from alpha and beta, the first two letters of the Greek alphabet), set of
written symbols, each representing a given sound or sounds, which can be
variously combined to form all the words of a language.
An
alphabet attempts ideally to indicate each separate sound by a separate symbol,
although this end is seldom attained, except in the Korean alphabet (the most
perfect phonetic system known) and, to a lesser degree, in the Japanese
syllabaries. Alphabets are distinguished from syllabaries and from pictographic
and ideographic systems. A syllabary represents each separate syllable (usually
a sequence of from one to four spoken sounds pronounced as an uninterrupted
unit) by a single symbol. Japanese, for example, has two complete
syllabaries—the hiragana and the katakana—devised to supplement the
characters originally taken over from Chinese. A pictographic system represents
picturable objects, for example, a drawing of the sun stands for the spoken
word sun. An ideographic system combines various pictographs for the purpose of
indicating nonpicturable ideas. Thus, the Chinese pictographs for sun and tree
are combined to represent the Chinese spoken word for east.
Early
systems of writing were of the pictographic-ideographic variety; among them are
the cuneiform of the ancient Babylonians and Assyrians, Egyptian hieroglyphs,
the written symbols still used by the Chinese and Japanese (see CHINESE
LANGUAGE; JAPANESE LANGUAGE), and Mayan picture writing (see NATIVE AMERICAN
LANGUAGES; MAYA). What converts such a system into an alphabet or syllabary is
the use of a pictograph or ideograph to represent a sound rather than an object
or an idea. The sound is usually the initial sound of the spoken word denoted
by the original pictograph. Thus, in early Semitic, a pictograph representing a
house, for which the Semitic spoken word was beth, eventually came to symbolize
the initial b sound of beth. This Semitic symbol, standing originally for the
entire word beth and later for the sound of b, ultimately became the b of the
English alphabet.
North
Semitic Alphabet
The
general supposition is that the first known alphabet developed along the
eastern Mediterranean littoral between 1700 and 1500 BC. This alphabet, known
as North Semitic, evolved from a combination of cuneiform and hieroglyphic
symbols; some symbols might have been taken from kindred systems, such as the
Cretan and Hittite. The North Semitic alphabet consisted exclusively of
consonants. The vowel sounds of a word had to be supplied by the speaker or
reader. The present-day Hebrew and Arabic alphabets still consist of
consonantal letters only, the former having 22 and the latter 28. Some of
these, however, may be used to represent long vowels, and vowels may also be
indicated in writing by optional vowel points and dashes placed below, above,
or to the side of the consonant. Writing is from the right to the left. See
ARABIC LANGUAGE; SEMITIC LANGUAGES.
Many
scholars believe that about 1000 BC four branches developed from the original
Semitic alphabet: South Semitic, Canaanite, Aramaic, and Greek. (Other
scholars, however, believe that South Semitic developed independently from
North Semitic or that both developed from a common ancestor.) The South Semitic
branch was the ancestor of the alphabets of extinct languages used in the
Arabian Peninsula and in the modern languages of Ethiopia. Canaanite was
subdivided into Early Hebrew and Phoenician, and the extremely important
Aramaic branch became the basis of Semitic and non-Semitic scripts throughout
western Asia. The non-Semitic group was the basis of the alphabets of nearly
all Indian scripts; the Semitic subbranch includes Square Hebrew, which
superseded Early Hebrew to become the prototype of modern Hebrew writing.
Greek
and Roman Alphabets
The
Greeks adapted the Phoenician variant of the Semitic alphabet, expanding its 22
consonant symbols to 24 (even more in some dialects), and setting apart some of
the original consonant symbols to serve exclusively as vowels (see GREEK
LANGUAGE). After about 500 BC, Greek was regularly written from left to right.
The Greek alphabet spread throughout the Mediterranean world, giving rise to
various modified forms, including the Etruscan, Oscan, Umbrian, and Roman
alphabets. Because of Roman conquests and the spread of the Latin language,
that language's Roman alphabet became the basic alphabet of all the languages
of western Europe.
Cyrillic
Alphabet
About
AD 860 Greek missionaries from Constantinople converted the Slavs to
Christianity and devised for them a system of writing known as Cyrillic (see
CYRILLIC ALPHABET) from the name of one of its inventors, the apostle to the
South Slavs, Saint Cyril. The Cyrillic alphabet, like the Roman, stems from the
Greek; it is based on a 9th-century writing style. Additional characters,
however, were devised to represent Slavic sounds that had no Greek equivalents.
The Cyrillic alphabet, in various forms, is used currently in Russian,
Ukrainian, Serbian, and Bulgarian, but not in Polish, Czech, Slovak, or
Slovenian, which are written in modified Roman alphabets. An interesting
division exists in the Balkans, where the Roman Catholic Croats use the Roman
alphabet, but the Greek Orthodox Serbs employ Cyrillic for the same language.
Arabic
Alphabet
The
Arabic alphabet, another offshoot of the early Semitic one, probably originated
about the 4th century AD. It has spread to such languages as Persian and Urdu
and is generally used by the Islamic world: throughout the Near and Middle
East, in parts of Asia and Africa, and in southern Europe. Arabic is written in
either of two forms: Kufic, a heavy, bold, formal script, was devised at the
end of the 7th century; Naskhi, a cursive form, is the parent of modern Arabic
writing. The question arises whether the various alphabets of India and
Southeast Asia are indigenous developments or offshoots of early Semitic. One
of the most important Indian alphabets, the Devanagari alphabet used in the
Sanskrit language (See also INDIAN LANGUAGES), is an ingenious combination of
syllabic and true alphabetic principles. The progenitors, whether Semitic or
Indian, of the Devanagari alphabet seem also to have given rise to the written
alphabets of Bengali, Tamil, Telugu, Sinhalese, Burmese, and Siamese, or Thai.
Artificial
Alphabets
Most
of the alphabets considered in this article evolved gradually or were adapted
from older prototypes. Some alphabets, however, have been created artificially
for peoples previously illiterate, or for nations hitherto using alphabets of
foreign origin. An outstanding example is the Armenian alphabet invented by
Saint Mesrob in 405 and still in use today. Also of great interest is the
Mongolian hP'ags-Pa script (written from top to bottom), invented in China
about 1269. In modern times, the Cherokee syllabary was invented soon after
1820 by the Native American leader Sequoya. Later in the 19th century,
missionaries and others created syllabaries and alphabets for Native American
languages, based on the Roman and, in the northwest, Russian Cyrillic scripts.
Alphabet
Modifications
Any
alphabet used by peoples speaking different languages undergoes modifications.
Such is the case with respect both to the number and form of letters used and
to the subscripts and superscripts, or diacritical marks (accents, cedillas,
tildes, dots, and others), used with the basic symbols to indicate
modifications of sound. The letter c with a cedilla, for instance, appears
regularly in French, Portuguese, and Turkish, but rarely, except in borrowed
words, in English. The value of ç in French, Portuguese, and English is
that of s, but in Turkish it represents the ch sound in church. It used to
represent ts in Spanish, but that sound no longer exists in standard Spanish.
So, too, letters have different sound values in different languages. The letter
j, for example, as in English jam, has a y sound in German.
Although
alphabets develop as attempts to establish a correspondence between sound and
symbol, most alphabetically written languages are highly unphonetic, largely
because the system of writing remains static while the spoken language evolves.
Thus, the spelling of the English word knight reflects the pronunciation of an
earlier period of the language, when the initial k was pronounced and the gh
represented a sound, since lost, similar to the German ch in Wacht. The
divergence between the written and spoken forms of certain languages,
particularly English, has prompted movements for spelling reform. See also
LANGUAGE; RUNES; SHORTHAND; WRITING and articles on the individual letters and
languages.
Contributed
by: Mario Pei, David Marshall Lang, "Alphabet," Microsoft (R) Encarta.
16.2.7. Advantage
factors of Chinese writing
The
work of Leibniz on his Characteristica Universalis was influenced by the
reports of the Jesuite missionaries on the Chinese writing system. Goppold
(1994), Widmaier (1983, 1990). Although his information was rudimentary at
best, he realized that the ideographic principle of the writing system made it
suitable for unifying a multilingual territory.
Goppold
(1994: 278-279), (transl. A.G.): In the present situation of a multi-cultural,
multi-lingual Europe, an understanding of the relevance of Chinese writing for
the unification of the Chinese empire is of prime importance. Chinese writing
is an ideographic symbol system that is independent of the spoken language.
Prior to the unification of the Chinese empire the number, variance, and spread
of dialects and sublanguages was much higher than today
[493].
Therefore a notation system which was based on an ideographic instead of a
phonetic base, was advantageous for the formation of a central administrative
structure. The writing system didn't put any of the spoken dialects into a
preferred position, and avoided the ethnic domination of a particular language
group. This was a decisive factor... why China didn't break apart into a
patchwork of separate national-language states, as Europe did in the last 2000
years. The language-cultural-ideological dominance tendency lies at the root of
european national [and regional] conflicts. And this is an ever-threatening
obstacle for a further integration of Europe. Leibniz had recognized this
factor in his attempts to overcome the cultural discrepancies in Europe and his
Characteristica Universalis was a means for this end.
Goody
(1987: 282)
:
Access to past literature and to other peoples was one positive aspect of the
use of Latin... A similar advantage has been attributed to the Chinese
logographic script; it holds a diverse country together precisely because it
does not exclusively represent the sounds of any one specific local dialect or
language.
Ong
(1977: 33): Chinese is ... in fact a group of mutually unintelligible
languages, each with its own subset of dialects... If two persons speaking
"dialects" of "Chinese" so different that they cannot understand one another at
all.. will only write in Chinese characters what they are saying, each will be
able to understand what the writer means...
This
situation is destined to be altered drastically when all the speakers of
Chinese learn Mandarin Chinese, which is now being taught... as obligatory to
everyone in the People's Republic of China...
But
Mandarin is not Classical Chinese, wênyen, the learned language...
Ong
(1977: 34): Once Mandarin is known to speakers of all varieties of Chinese, the
step to alphabetization will be short and, ... inevitable and rapid, however
sad and disastrous.
The
independence from spoken language is one main advantage factors of Chinese
writing over the Alphabet. Although Chinese writing is relatively more
complicated than alphabetic writing, this language-independence has served
China well for about 3000 years. (And countries like Japan and Korea for a
shorter time). Another factor of advantage over the alphabet is the longevity
of the cultural memory it conveys. Every contemporary literate person who was
trained in classical Chinese could immediately understand Chinese texts that
were written 2000 years ago.
Coulmas
(1981: 61, 80-108), and personal communication, Prof. Ye.
Prof.
Ye, as one of the last members of the pre-war trained Chinese intellectual
elite, could convey this essential insight by personal contact to the author.
The depth of collective cultural memory that Chinese Writing thus conveys is
also very hard to explain to non-Chinese people. The continuity of thought for
the Chinese intellectual elite is similar to experiencing the sayings of
Confucius in the way one remembers the words of the grandmother. The thinking
of the Chinese elite is (or was) governed by this effect to a great extent.
Today, the PR China writing reform simplified and therefore changed many signs,
and the drive for alphabetization is under way. (See Ong, above)
16.3. Artificial
Symbol Systems
16.3.1. The
search for the "perfect symbol system" and the "perfect language"
A
short desciption and references to this field are given by
Noeth
(1985: 299-319).
The
search for the "perfect symbol system", or "perfect language" is a very old quest
[494].
The main source referenced
here
is
Eco
(1993), all further references in this paragraph are to this work. This quest
looks back to an immensely voluminous production of all sorts of alternatives
to languages and writing systems in use and reaches far back into history
(15-33). The origin of Christianity occurred in the cultural interchange
between the alphabet-based Greek hellenistic world and the Jewish thought
system based on the Aramaic / Hebrew language and writing. The Biblical
accounts of the Adamic creation of language and the confusion of languages in
the Tower of Babylon episod, and the focal emphasis on the
logos
(translated as
the
word
)
in Joh. 1,1,
[495]
embedded the idea of an ideal language-/ writing system into Christian western
european culture. It surfaced in various guises, for example under the name of
Cabbala and considerations of Hebrew as ideal (Adamic) language (p. 38-46,
84-90, 127-134). The Ars Magna of Lullus (65-81) can be called a logical
extension and systematization of the alphabetical principle as well as a
continuation of the cabbalistic approach (135-142). Giordano Bruno extends the
Lullian program by usage of visual images derived from ancient Greek mythology
(142-152). A fundamental re-orientation toward non-alphabetical principles was
attempted in a revival movement of the Renaissance based on phantastic
imaginations of the Egyptian hieroglyphic principle (153-163) that were derived
from a manuscript called
Hieroglypica
of
Horapollo
(154). This claimed to derive from ancient Egyptian orign, but is now thought
to be late hellenistic (154). The Renaissance humanists (among them) Ficino and
Pico della Mirandola, derived from this that the hieroglyphs had been a system
of polysemic initiatic symbols, wich refer to an occult, unknown, secret,
mysterious knowledge of the ancients (162-163). An extension and elaboration of
this work was done by Athanasius Kircher (163-167) who also developed an
equally phantastic scheme of the principles of Chinese writing, of which some
scant details had just become known in Europe through the Jesuite missionaries
at the court of the Chinese emperor (167-174). Later he developed a character
system, called
Polygraphia
(206-210). Comenius worked at pictorial principles for understanding and
learning (221-224), and between Dalgarno and Wilkins, an English effort was
made to develop universal categorical schemata with special notation systems
(236-266). The work of Leibniz on the Characteristica Universalis is partially
based on his projections into Chinese writing and the I Ching with the
rudimentary data material he obtained from the Jesuite missionaries in China
(276-298). This issue will be dealt with in more depth in the next section.
After 1700, the quest for "perfect languages" (and writing systems) largely
subsided, and what developments were made, had the aim of creating
international lingua franca systems that were alphabet based, like Volapük
and Esperanto, (313-341). The Andean language Aymara had been investigated for
its potential as interlanguage for computerized translation by Guzman (351).
A
recent comprehensive approach to the development of a graphical and iconic
Artificial Symbol Systems is the
Bliss
system (also called
semantography
by the author), that is not mentioned by
Eco.
All further references in this subsection are to
Bliss
(1978). This edition is a reproduction of the original typewritten manuscript
of the author from the first edition 1949, with a preface of 62 pages, and the
original work starting on page 63. In total, the 1978 edition has 881 pages. In
his work, the author makes an attempt at re-drawing, and re-working the whole
development of human symbolization with the intent of remediating the
deficiencies of spoken natural languages in general, and the course taken by
civilizations, the principle of phonetic writing in special. In this he makes a
thorough comparison and analysis of the basic differences between verbal,
linear, concept organized thought, as is the main intellectual operating mode
for the literate people of our civilizations, and he contrasts it with the
visual and spatial modes of thinking that are engendered when one uses a
graphical and iconic system. He draws heavily on his own experience of living
in China to discuss the advantages of Chinese writing in this respect
[496].
He presents some popular ideas on the possible origins of speech, a description
of the origins of visual symbols in the cave drawings of Altamira, and Lascaux,
in France and Spain via the development of writing up to the present (749-777).
The ambitiousness of the Bliss project is evidenced in the citations that are
given on the cover and on the opening pages of the book (unfortunately without
bibliographical references):
(Cover
page): I think these thoughts will some day be carried out, so agreeable and
natural appears to me this writing for rendering our conceptions more real.
Gottfried Wilhelm Leibnitz (1679)
[497] "Bliss'
heroic work ... realized the ambition of the great mathematician Leibniz," said
Prof. O.L. Reiser (Pittsburgh) in 1951 to the American Association for the
Advancement of Science.
(p.
2): "Ideographic writing will surely achieve the final victory over phonetic
writing." Prof. Basil Hall Chamberlain (1950)
The
Bliss system presents a comprehensive effort at creating a new non-phonetic
symbol-system. It consists of a set of base symbols (p. 100-120), and a grammar
to construct compound symbols. One main problem of graphical symbol sets is the
issue of technical production with tools available in the private household.
Since this approach was developed before the advent of computer technology,
Bliss had to devise a typewriter method to construct the symbols from graphic
elements, which is described on p. 139-141, and 226-229. The high aim and scope
of this work nonwithstanding, it seems to have remained unknown except in
insider circles. With present-day computer tools, there are many possibilities
that Bliss couldn't use, and many of his approaches have been taken up
(independently?) in new form with new technology by other workers.
16.3.3. Artificial
languages with computer support tools
The
availability of computers has given new impulses for creating new languages and
notation systems. One of those is
Loglan
which was originally developed to test the Sapir-Whorf hypothesis (
Brown
1989: 31). The main distinction from prior attempts at language construction is
the usage of formal grammar principles that make any sentence expressed in that
language unambiguously computer parsable (
Brown
1989: 42). A principal problem of artificial language design, discussed at
length by
Bodmer
(1985: 409-518), could not be solved by Brown. The obstacle that Loglan shares
with all prior approaches for new artificial languages, is that it requires the
prospective user to first learn a new vocabulary that bears little resemblance
to her original native language. This is the chicken-egg problem of any
artificial language, because its practical value is not only determined by how
good and logical it is by some abstract criteria, but it depends more on the
language community, how many other people speak it. If one can gain an only
slightly inferior conversation effect, using plain English, but reaching
approximately half the world population, the learning of the new language is
too much of an investment in time and energy to justify the effort, and for
this reason, most artificially designed languages never gain enough following
to create a language community.
But,
as outlined in
Goppold
(1994: 279-282),
[498]
a computerized language system has properties and potentials that earlier
writing technology didn't have: it goes beyond the alphabet, because the
symbols used can be names or command sequences of executable programs. Thus the
symbols are not silent any more as
Platon
had remarked in Phaidros,
[499]
but they can "speak" and "act" for themselves. Computerized systems allow mixed
mode text with a separate, artificially designed logic structure for grammar,
but using the native vocabularies of the users, thus reducing the learning
investment of the user considerably. They can provide on-line grammar
disambiguation and automatic translation support for the user. Such computer
supported systems are feasible for written communication
.
One such approach for on-line computer support of an artificial grammar is
described in
Goppold
(
1994:
282). Recent advances in computer multimedia tools foster new approaches
to
implement multimedial notation systems. One example of these is the computer
visualization / MUSLI project (
Lennon
1994, 1995,
Maurer
1992).
16.3.4. The
multimedia and information revolution
The
present "multimedia and information revolution" is an important factor that
will decisively influence all future cultural medialities of humanity.
Goppold
(1984b), (1984c), (1995c), (1996b),
Lévy
(1996),
Shenk
(1997),
Stoll
(1996),
Veltman
(1997), (1998). But it will not solve one of the main problems: While the
Internet allows us to channel multi-megabytes of
data
into our computers, our reading facilities to process that data deluge remain
at the biblical speed of 50 char/sec. Not much can be done to increase the
basic reading speed. So our main problem with the "information revolution" may
be that comparable to starving next to a banquet with many tables hugely
stacked with the most delicious food.
[500]
We know it is there, and we can even get it, but our human reading speed will
forever lag far behind the ever swelling data deluge. As Stoll (110-119,
227-311) notes, a hasty conversion of card catalogs to computer databases
aggravates the problem, since the new databases loose essential information
retrieval facilities that the manual methods had. But the new computerized
multimedial forms of information representation may be the only means that our
civilizations have as a chance to stem against that flood.
Veltman
(1986, 1997, 1998).
[494]
Eco (1993) uses the term "perfect language" in the title in a rather loose
sense, such as to include symbol systems of all sorts.
[496]
Although present-day chinese writing has a strong morphemic element.
->:CHINESE_WRT,
p.
178 [497]
p. 2. This applies to the Characteristica Universalis. The misspelling of the
name of Leibniz is left as in the original quotation.
[500]
In the scholastic tradition also known as the problem of "Buridan's ass".
(
Hoffmeister 1955: 133).