10. Structures,
General Systems Theory, Paticca Samuppada, and the Relation Principle
In
this section, the material is reviewed that provides theoretical foundations
for a generalized
systematics
of cultural pattern
,
the
morphology.
10.1. Whitehead's
Philosophy: the world as a system of societies
Whitehead's
Philosophy is an introduction to a world view that is based on the
Relation
Principle
.
10.1.1. Maintaining
an active novelty of fundamental ideas illuminating the social system
(Encarta:
Philosophy): Philosophy, Western (Greek philosophia, “love of
wisdom”), the rational and critical inquiry into basic principles.
Western
academic philosophical tradition is entirely based on written language. It is a
cultural tradition whose main working materials are words and concepts and
whose method consists of their systematic ordering (
Whitehead
1966: 171-174). In the present context it is important to open avenues to deal
with matters that are difficult, or even impossible, to cover in this way.
Whitehead has mentioned one aspect of the problem:
Whitehead
(1966: 173): There is an insistent presupposition continually sterilizing
philosophic thought. It is the belief... that mankind has consciously
entertained all the fundamental ideas which are applicable to its existence.
Further it is held that human language, in single words or in phrases,
explicitly expresses these ideas. I will term this presupposition, "The Fallacy
of the Perfect Dictionary." ... The scholar investigates human thought and
human achievement, armed with a dictionary. He is the main support of civilized
thought... It is obvious that the philosopher needs scholarship, just as he
needs science. But both science and scholarship are subsidiary weapons for
philosophy...
The
fallacy of the perfect dictionary divides philosophers into two schools,
namely, the "Critical School," which repudiates speculative philosophy, and the
"Speculative School" which includes it. The critical school confines itself to
verbal analysis within the limits of the dictionary. The speculative school
appeals to direct insight, and endeavours to indicate its meanings by further
appeal to situations which promote such specific insights. It then enlarges the
dictionary.
"It
then enlarges the dictionary" is the salient point of Whitehead's statement in
application to the endeavor of this study. But there are strong arguments for
the case that there is no such thing as a fixed meaning in symbolization that
could be put in a dictionary.
Whitehead
(1966: 174): The use of philosophy is to maintain an active novelty of
fundamental ideas illuminating the social system... If you like to phrase it
so, philosophy is mystical. For mysticism is direct insight into depths as yet
unspoken. But the purpose of philosophy is to rationalize mysticism: not by
explaining it away, but by introduction of novel verbal characterizations,
rationally cöordinated.
To
open a way beyond verbal and written description, one must seek in different
directions. At a time when alphabet based thinking had scarcely taken hold in
ancient Greece,
Heraklit
(1976: B18) gave the valuable advice: "
If
you don't aim for the unexpected and the unthinkable, you will never find it:
for it is untraceable and inaccessible
".
It may be that there are "ideas" that have not been verbalized before, and that
the 5000-year old dictionary of philosphical ideas of civilized humanity is as
yet incomplete, because there exists no entry place for such things that may be
thinkable, and imaginable, perhaps even doable, but there exist (as yet) no
words for them. And moreover, there might even be essential "ideas" that can
never be verbalized. Much work has already been accomplished in this direction
in mathematics and music, which cover large areas that are difficult to
verbalize, but there are probably more such domains.
10.1.3. Towards
an unbiased perspective: the Extraterrestrial Observer E.O.
The
following will be a
Gedanken-Experiment.
Let us imagine what it would be like to be in the enviable position of an
entirely unbiased extraterrestrial observer who can watch the cultural patterns
of humanity on this planet unfold throughout the last few hundred millennia on
this planet and take snapshots of their development whenever she deems it useful:
Wilson
(1975: 547): Let us now consider man in the free spirit of natural history, as
though we were zoologists from another planet completing a catalogue of social
species on Earth. In this macroscopic view, the humanities and social sciences
shrink to specialized branches of biology; history, biography, and fiction are
the research protocols of human ethology; and anthropology and sociology
together constitute the sociobiology of a single primate species.
The
proposal of the sociobiologist E.O. Wilson is interesting and useful for this
Gedanken-Experiment, since he provides us with exactly that vantage position to
view human cultures from an extraterrestrial point of reference. Seemingly, he
allows us to take the stance of the "entirely objective and impartial observer"
from outer space, who is not tainted by any anthropomorphic, anthropocentric or
ethnocentric biases, studying the unfoldment of the planetary biosphere and in
its later stages, the cultural domain, on the planet earth
.
In the honor of E.O. Wilson, I will call this the
E.O.
approach
(short for the
objective
and impartial Extraterrestrial Observer
).
But
the stance he presents, is not at all unbiased. Rather, the sociobiologist view
introduces a cognitive bias of methodology, in the terms of
Feyerabend
(1975), (1993)
[400].
The sociobiologist interpretation attempts to discuss
society
in terms of the natural science paradigm of
biological
organism
.
It tries to apply the existing scientific knowledge of biological organisms,
which are built up of cellular components, constructed to the regime of a
genetic plan as laid down in the DNA. An early statement of this view has been
expressed (among others) by Spencer: "A society is an organism" (
White
1975: 121). Further discussions of that paradigm are found in (
Dawkins
1976, 1986),
Lumsden
(1981) and
Koch
(1989). It is also dealt with in the discussion by Leslie
White,
in the chapter "the emergence of the concept of cultural systems" (1975:
118-131). When worded like this as flat equivalence, this statement is bound to
give rise to controversial and problematic consequences and applications
(
Benedict
1934: 230-232). The problem can be resolved when we slightly reformulate
Spencer's original statement: "A society is
like
an organism". This will immediately give rise to the question "in what ways and
features is a society
like
an organism?" It will become clear from the discussion of the systems approach
to society below, how "A society is
like
an organism".
10.1.4. The
E.O. as sociologist from Mars
In
Wilson's sociobiologist natural science approach, it is necessary to let the
sciences of the social species on Earth shrink to specialized branches of
natural science. But for an objective and impartial E.O., this is not
inherently the necessity. Therefore we take E.O. Wilson's proposal and
completely reverse it, and we choose to
interpret
the planetary biosphere as a system of societies
.
We will now situate ourselves as visiting sociologists from Mars who are at
complete liberty to interpret the planetary biosphere and everything in it,
also the human world, as a system of societies. This view has been elaborated
by
Whitehead
(1934) in his
philosophy
of organism
as presented in "Nature and Life" and "Process and Reality" (Whitehead
1969). The term
philosophy
of organism
,
by which he labels his approach, is
somewhat misleading, since it can easily and falsely be interpreted as an
uncritical application of biological ideas. But Whitehead hadn't intended to
mean it that way at all - just to the contrary.
10.1.5. Whitehead's
view of the world as system of societies
(1934:
33): There is the animal life with its central direction of a society of cells,
there is the vegetable life with its organized republic of cells, there is the
cell life with its organized republic of molecules, there is the large-scale
inorganic society of molecules with its passive acceptance of necessities
derived from spatial relations, there is the inframolecular activity which has
lost all trace of the passivity of inorganic Nature on a larger scale.
Whitehead
worked out this paradigm
[401]
in "Process and Reality" (
Whitehead
1969).
[402]
(All further references in this subsection from this work). Here, he constructs
a world system consisting of entities, prehensions, processes, relations, and
nexus[403]
(1969: 24, 33):
Whitehead
(1969: 24): Actual entities involve each other by reason of their prehensions
of each other. There are thus real individual facts of the togetherness of
actual entities, which are real, individual, and particular, in the same sense
in which actual entities and the prehensions are real, individual, and
particular. Any such particular fact of togetherness among actual entities is
called a 'nexus' (plural form is written 'nex
us').
The ultimate facts of immediate actual experience are actual entities,
prehensions and nex
us.
All else is, for our experience, derivative abstraction.
Whitehead
(1969: 33): An actual world is a nexus; and the actual world of one actual
entity sinks to the level of a subordinate nexus in actual worlds beyond that
actual entity.
Whitehead
(1969: 34): It is fundamental to the metaphysical doctrine of the philosophy of
organism, that the notion of an actual entity as the unchanging subject of
change is completely abandoned. An actual entity is at once the subject
experiencing
[404]
and the superject of its experiences... The ancient doctrine that 'no one
crosses the same river twice' is extended.
[405]
No thinker thinks twice; and, to put the matter more generally, no subject
experiences twice... In the philosophy of organism it is not 'substance' which
is permanent, but 'form'. Forms suffer changing relations; actual entities
'perpetually perish' subjectively, but are immortal objectively.
Whitehead
(1969: 117): The physical world exhibits a bewildering complexity of such
societies, favouring each other, competing with each other. The most general
examples of such societies are the regular trains of waves, individual
electrons, protons, individual molecules, societies of molecules such as
inorganic bodies, living cells, and societies of cells such as vegetable and
animal bodies.
Whitehead
(1969: 118): Thus a molecule is a subordinate society in the structured society
which we call the 'living cell'.
Whitehead
(1969: 114-115): The appeal to Plato in this section has been an appeal to the
facts against the modes of expression prevalent in the last few centuries.
These recent modes of expression are partly the outcome of a mixture of
theology and philosophy, and are partly due to the Newtonian physics, no longer
accepted as a fundamental statement. But language and thought have been framed
according to that mould; and it is necessary to remind ourselves that this is
not the way in which the world has been described by some of the greatest
intellects. Both for Plato and Aristotle the process of the actual world has
been conceived as a real incoming of forms into real potentiality, issuing into
that real togetherness which is an actual thing. Also, for the Timaeus, the
creation of the world is the incoming of a type of order establishing a cosmic
epoch. It is not the beginning of matter of fact, but the incoming of a certain
type of social order... of the hierarchy of societies composing our present
epoch... The physical world is bound together by a general type of relatedness
which constitutes it into an extensive continuum.
In
the present context, a thorough discussion of Whitehead's work and its
principles would be out of place since that would necessitate a dedicated
philosophical study by itself. The main purpose here is to demonstrate that it
is entirely possible to assume the culture neutral E.O. position of an
extraterrestrial
sociologist
and interpret the whole of the universe in terms of a sociological discourse.
Whitehead's work can be taken as philosophical starting position for this. The
connection between his work and the later general systems theory workers is
shown elsewhere.
Of
course his notion of "society" (like a
society
of molecules) is not the same as a human society
.
Here, a more abstract principle is meant, an "analogous structure" as
introduced by Salthe. It is the principle of (inter-)
relation
and inter-dependence.
[406]
And by this, we could (with some additional work) arrive at the notion that
even atoms and chemical compounds are to be considered as "societies" rather
than as atomic (isolated or isolable) entities-in-themselves, which would
consequently lead to a natural science based on the relation principle
.
A salient issue of the "society" view is the preference of connectedness and
cooperation over isolation and competition, which are the hallmark of
Neo-Darwinist discourse. (
Montagu
1976: 43-44): "This aspect of cooperation was also formulated early in the
biological field by Espinas (Des Societés animales), the Russian workers
Kessler (On the law of mutual aid), and Kropotkin (Mutual aid: A factor of
evolution)". It is also reflected in the conception of the
biosphere
in the work of Vernadsky.
A
similar position is expressed in the present socio-informational position as
expressed by
Marijuán
(1996: 90), ranging the full spectrum of phenomena from the 'society of vacuum'
via the 'society of cells' and the 'society of neurons' up until the 'society
of nations'. And extending that even further, we may arrive at a 'society of
the universe' as envisioned by Teilhard de
Chardin
(1981: 264-267).
As
Whitehead
mentions above (114-115), we can find the origin of this line of thought in
western philosophy in Plat
on's
Timaios (
Platon
1988: 53 C, 54, 55). When we examine these passages, we find there Plat
on
describing the ultimate building elements of all matter as simple geometrical
patterns, triangles, and polygons, and the derived spatial
Platonic
Solids
.
(
Reale
1993: 488-496). This view of the ultimate composition of the universe is a
different statement of the basic principle that the
spatial geometrical
relations
of the atoms (i.e. the most basic configuration forms of the molecular society,
in Whitehead's diction) are what defines the "nature" of chemical compounds.
This is corroborated by present (bio-) molecular chemistry:
Kampis
(1996: 122): By utilizing the geometrical form as a determiner of interactions,
macromolecules recur to an open-ended set of variables, modulated by other
molecules...
This
gives an indication that it is possible to establish a way for using
relation
as a general epistemological principle, not only of human affairs, but for
building one's world view, the
Weltanschauung.
This will be pursued in more detail in the following sections on the
Semiosphere and Paticca Samuppada.
10.2. The
Semiosphere
10.2.1. The
home of the unicorn
We
are now going to perform a
Gedankenexperiment,
and to perform it, we need the cooperation of the reader.
Dear
reader: please create for yourself a mental picture of a lush green meadow by a
forest, with a small creek running through it. Imagine the scene as vividly as
you can or want. Imagine the sweet scent of the herbs, and the pleasant feeling
of the warm wind as it caresses the leaves. Now, visualize in the center of
that meadow a beautiful creature, with slender, lithe body, graceful like a
deer, light in color, a
unicorn.
Imagine that unicorn as vividly as you can or want. See it strolling around the
meadow, enjoying itself. Now, dear reader, I ask you the crucial question:
Where does that unicorn live?
The
answer has three stages, that we need to consider.
1)
The first obvious answer is that it lives in that scenery that we just imagined.
2)
The second answer is that it lives in the imagination, commonly also called
the
mind
.
But that is not all:
3)
The third answer is that it lives in the
Semiosphere
(also called
SEMsphere).
This
realm is the domain of all mental projections that are intersubjectively
{shared / exchanged}, mainly through the mechanism of language. The present
usage is derived from Lotman.
10.2.2. Lotman's
semiosphere
Lotman
(1990) coined the term
Semiosphere
(here also called
SEMsphere)
for the realm of all mental projections that are intersubjectively shared or
exchanged, mainly through language. The SEMsphere is also the world of
relations between communicating organisms as viewed from the viewpoint of
semiotics. In the following quotation, Lotman refers to the work of Vernadsky
as influence to his concept.
Lotman
(1990: 123): By analogy with the biosphere, (Vernadsky's concept) we could talk
of a semiosphere, which we shall derive as the semiotic space necessary for the
existence and functioning of languages, not the sum total of different
languages; in a sense the semiosphere has a prior existence and is in constant
interaction with languages. In this respect a language is a function, a cluster
of semiotic spaces and their boundaries... Outside the semiosphere there can be
neither communication, nor language.
The
unit of semiosis, the smallest functioning mechanism, is not the separate
language but the whole semiotic space of the culture in question. This is the
space we term the
semiosphere.
The semiosphere is the result and the condition for the development of culture;
we justify our term by analogy with the biosphere, as Vernadsky defined it,
namely the totality and the organic whole of living matter and also the
condition for the continuation of life.
The
next quotation shows that Vernadsky considered the biosphere as a system of
societies of living beings in quite the exact sense as Whitehead had expressed
it in more philosophical terms in the section before
[407].
Lotman,
(1990: 125), [citing Vernadsky on the biosphere]: ... all life-clusters are
intimately bound to each other. One cannot exist without the other. This
connection between different living films and clusters, and their invariancy,
is an age-old feature of the mechanism of the earth's crust, which has existed
all through geological time.
The
same idea is expressed more clearly again:
The
biosphere has a quite definite structure which determines everything without
exception that happens in it... A human being observed in nature and all living
organisms and every living being is a function of the biosphere in its
particular space-time
.
10.2.3. The
(not so private) world of the mind
We
will now deepen our enquiry of the world of mental projections, the
SEMsphere,
with a quotation from Julian Jaynes:
Jaynes
(1976: 1,2): O, WHAT A WORLD of unseen visions and heard silences, this
insubstantial country of the mind! What ineffable essences, these touchless
rememberings and unshowable reveries! And the privacy of it all! A secret
theater of speechless monologue and prevenient counsel, an invisible mansion of
all moods, musings, and mysteries, an infinite resort of disappointments and
discoveries. A whole kingdom where each of us reigns reclusively alone,
questioning what we will, commanding what we can. A hidden hermitage where we
may study out the troubled book of what we have done and yet may do. An
introcosm that is more myself than anything I can find in a mirror. This
consciousness that is myself of selves, that is everything, and yet nothing at
all - what is it?
And
where did it come from?
And
why?
Few
questions have endured longer or traversed a more perplexing history than this,
the problem of consciousness and its place in nature. Despite centuries of
pondering and experiment, of trying to get together two supposed entities
called mind and matter in one age, subject and object in another, or soul and
body in still others, despite endless discoursing on the streams, states, or
contents of consciousness, of distinguishing terms like intuitions, sense data,
the given, raw feels, the sensa, presentations and representations, the
sensations, images, and affections of structuralist introspections, the
evidential data of the scientific positivist, phenomenological fields, the
apparitions of Hobbes, the phenomena of Kant, the appearances of the idealist,
the elements of Mach, the phanera of Peirce, or the category errors of Ryle, in
spite of all of these, the problem of consciousness is still with us. Something
about it keeps returning, not taking a solution. It is the difference that will
not go away, the difference between what others see of us and our sense of our
inner selves and the deep feelings that sustain it. The difference between the
you-and-me of the shared behavioral world and the unlocatable location of
things thought about. Our reflections and dreams, and the imaginary
conversations we have with others, in which never-to-be-known-by-anyone we
excuse, defend, proclaim our hopes and regrets, our futures and our pasts, all
this thick fabric of fancy is so absolutely different from handable, standable,
kickable reality with its trees, grass, tables, oceans, hands, stars - even
brains! How is this possible? How do these ephemeral existences of our lonely
experience fit into the ordered array of nature that somehow surrounds and
engulfs this core of knowing?
Men
have been conscious of the problem of consciousness almost since consciousness
began.
As
Jaynes points out, the question of consciousness has been brought up in many
different guises throughout the ages. For the present study, it is not the aim
to try to supply yet another approach to that eternal question of
consciousness. Rather, this quotation was given to illustrate a grave
fundamental and categorical error that Jaynes and many others writing or
speaking on that subject have committed. The error lies in this statement: "And
the privacy of it all! A secret theater of speechless monologue..." This is a
logical fallacy, since Jaynes is selfspeakingly using the common interchange
medium of written language to evoke that very same thought in our minds, and if
you have followed the above
Gedankenexperiment
with the unicorn above, you understand it clearly. Language serves as an
intersubjective projection mechanism, and by reading this very text that you
are reading now, you are submitting yourself to my (the present author's)
written
language projections as much as I submitted to Jaynes' projection. But in the
same token I rejected his expressed projection that these projections are
private only. (This is basic logics. If there is a projection from one
consciousness to another taking place at all, it cannot, by this very act, be
private). They are not "speechless monologue" at all, but technically,
subverbalizing,
or going through rudimentary neuronal processes that have cut off the final
motorics of the vocal apparatus.
What is private, are our bodily feelings, pains, and joys. But the universe of
words and concepts, the SEMsphere, is
intersubjective
and
not
private
.
Now, we, Julian Jaynes, I and you, dear reader, are engaged in an
intersubjective
triad of mental projections in the SEMsphere
.
And the fact that Jaynes wrote that piece of text sometime in the 1970's makes
no difference to us, as little as that I wrote the Unicorn projection at a
different time than
now,
this moment
when you are reading it. In the SEMsphere, there exists no such time
difference. Whenever we, by our projections, enliven these images, they
are,
outside of physical time and space, in the SEMsphere
[408].
So, by the very fact that I could describe the unicorn's world to you and you
recognized it, and you were able to follow my instructions, I have demonstrated
to you that we are both partaking, in this little experiment, and completely
unimpeded by spatial and temporal distance, in the SEMsphere
[409].
And there is no question how
real
that is.
By
the very fact that we have just co-created this consensus reality, it exists
.
Even if you disagree with me, you must accept those statements that I have made
at some other time, and at some other place, into your mind, here and now. In
the diction of
memetics,
you must play a host to the
memes
that I have projected onto you.
[410]
This is the projection that I have created, and by reading it, you are
alreading taking part in it, even if you disagree. In fact, humans have been
doing this all the time in the last 5000 years, because when you have read my
text, you were following my footsteps through the semantic universe of human
cultural productions which have been recorded in writing in the last 5000 years
of the current epoch, which I call the
bibliosphere.
[411]
The question of
how
real
the entities of the SEMsphere are, or better, of what
logical
category
the
reality
of the SEMsphere is, needs to be dealt with, and we will return to this issue
in:
10.2.4. Symbol
and Symbol System
The
definition given by Leslie White serves to illustrate the essential aspects of
the symbol:
White
(1987: 274): A symbol
may
be defined as a thing or event, an act or an object, upon which meaning has
been bestowed by human beings: holy water, a fetish, a ritual, a word. A symbol
is, therefore, a composite of (1) a meaning, and (2) a physical structure. A
symbol must have a physical form otherwise it and its meaning can not enter our
experience - unless we are willing to accept the claims of telepathy and
clairvoyance. But there is no necessary relationship between the meaning of a
symbol and its physical basis...
The
meanings of symbols cannot be grasped and appreciated (comprehended) with the
senses... Symboling is trafficking in non-sensory meanings. And, be it
repeated, no animal other than man can have, or be brought to, any
comprehension of holy water or fetishes - or sin or sunday.
White
(1987: 276): And because we symbol, we human beings can never experience the
external, physical world precisely as non-human beings experience it.
Greek
roots:
symbolon:
sign,
indication,
insignia,
badge,
portent,
(
Rost
1862,II: 459) and
symballein:
to
cast together
[412].
(
Rost
1862,II: 457-8
).
In the present usage, an important meaning of
symbol
is the dynamic case. This is:
1)
the time-dependent aspect of symbolization,
2)
and movement patterns that are part of a (often ritual) performance as in many
indigenous situations.
Symbols
appear only in context, the symbol system. For the present use in CMS, a
definition will be given:
Symbol
System
:
Any set of recognizable and repeatable shapes and performative expressions
(which may be 2-d, 3-d, or 4-d
[413])
that conveys meaning.
The
meaning
of meaning
is dealt with in another section.
In
the present usage, the term
SEMsphere
will be used as term that encompasses communication and symbolization in the
most general sense. It implies extended meaning as to include non-language
symbolic performance, like
ritual
(Staal
1989). In this, it is used in a slightly wider meaning than Lotman's
semiosphere.
Since humans are enveloped in this omnipresent
SEMsphere,
all their bodily (somatic) experiences are filtered through the symbolic
mechanism. (See White,
above)
.
Hoffmeyer
(1996, 1997) has formulated the semiosphere view of recent biosemiotics
research.
10.3. Paticca
Samuppada, Buddhist philosophy, and General Systems Theory
This
section contains material on
the
base structures and processes of the cognitive system. We will begin with a
discussion of the
work
of Joanna
Macy
(1991)
.
[414]
She presents a comparison of early Buddhist philosophy with General Systems
Theory and workers who derive their methods from this source. Her sources of
General Systems Theory authors are:
Bateson,
von
Foerster,
Jantsch,
Maturana,
Varela,
Glasersfeld,
Bateson,
Varela,
the founder
Bertalanffy
(1968), and
Laszlo
(1973). She concentrates her work on the different interpretations of the
concept of causality in western and Buddhist thought.
For
her Buddhist sources, she concentrates on the very earliest scriptures of the
Pali Canon, representing
pre-Abhidharmaist
thought, the
Sutta
and
Vinaya
Pitakas
(p. 2). Her reason for this is given in the introduction:
Macy
(1991: 2): I focus on them, ... because their presentation of dependent
co-arising [=paticca samuppada] differs from the Abhidharma in some subtle but
significant ways, which, as I delineate in Chapter 3, have implications for our
understanding of mutual causality. These differences are often overlooked since
the Abhidharma has tended to influence later interpretations of Pali texts as a
whole, and
paticca
samuppada
in particular. While the later concept of emptiness (shunyata) in Mahayana
Buddhism renewed the emphasis on radical relativity found in the early
teachings, such similarities fall outside the focus of this book.
Macy
(1991: 3): The expressions
mutual
causality
,
reciprocal
causality
,
dependent
co-arising
,
interdependence,
and
indetermination
are, for the purposes of this book, taken as roughly equivalent in meaning. As
to the term
general
systems theory
,
it is not a theory proper, in the sense of a single hypothesis about a given
set of phenomena, so much as a coherent set of principles applying to all
irreducible wholes. These wholes, be they molecule, cell, organism,
personality, or social body, reveal common principles and properties that are
amenable to understanding when we view them as self-organizing systems. What we
have here is not a theory about general systems, but rather a general theory
(or a set of principles) about systems, which allows their dynamics and
characteristics to become intelligible...
Some
thinkers prefer the term
cybernetics
for the concepts and processes pertaining to self-regulating systems... I
broaden it to systems-cybernetics and use it interchangeably with general
systems theory...
Her
work shows how the
relation
principle
in the Buddhist
paticca
samuppada
philosophy is a
first
principle
of
cognition
(or
a
priori
,
following
Kant,
see
Popkin
1956: 134). This principle was discovered by Gotama, the Buddha, on his
enlightenment. Mavy cites the original account of Gotama:
Macy
(1991: 5-26), Samyutta Nikaya, II.91:
There
arose in me vision, knowledge arose, insight arose, wisdom arose, light arose.
Just as if, brethren, a man faring through the forest, through the great wood,
should see an ancient path, an ancient road traversed by men of former days.
And he were to go along it, and going along it he should see an ancient city,
an ancient prince's domain, wherein dwelt men of former days, having gardens,
groves, pools, foundations of walls, a goodly spot.
Macy
(1991: 45), Digha Nikaya, II.36:
This
were a matter hard to perceive, namely this conditionality, this paticca
samuppada ... against the stream of common thought, deep, subtle, difficult,
delicate...
Macy
(1991: 38), Digha Nikaya, II.33:
I
have penetrated this truth, deep, hard to perceive, hard to understand, calm,
sublime, beyond logic, subtle, intelligible only to the wise. But this is a
race devoting itself to the things to which it clings. ... And for such a race
this were a matter hard to perceive, to wit, that this is conditioned by that (
ida
paccayata paticca samuppado
)...
When
the Buddha contemplated the essential difficulty of understanding the
paticca
samuppada
,
he was tempted not to teach (p. 38). Macy cites Nyanatiloka (the
Abhidharmaist
scholar) as authority for the difficulty of comprehending the concept of
paticca samuppada:
Macy
(1991: 45): None of all the teachings of Buddhism has given rise to greater
misunderstandings, to more contradictory and more absurd speculations and
interpretations than the Paticca Samuppada, the teaching of the Dependent
Origination of all phenomena of existence.
What
is the reason for this essential difficulty to comprehend the essence of
paticca samuppada, and why does it have such central importance?
Macy
(1991: 28): Such words remind us of the limits of scholarship. No textual
exegesis or conceptual elaboration can substitute for the training and
psychological investment considered requisite for an understanding of
paticca
samuppada
.
We need, therefore, to be mindful that all conceptual treatments of dependent
co-arising are by their nature limited and inadequate.
Macy
makes clear the necessity for a crucial step to overcome the habitual modes of
everyday perception and thinking. She expresses that to understand the
paticca
samuppada
,
a
metanoia
is needed, a fundamental re-organization of cognitive processes.
10.3.1. From
Substance to Relation
Macy
(1991: 45-46): By virtue of the universality and impersonality of the causal
process it perceives, it has also been acclaimed as a milestone in human
thought... The reciprocity of causal process is integral to the Buddha's
teaching of
paticca
samuppada
.
It is inherent in the doctrine of anicca and the denial of a first cause,
evident in the interdependence of causal factors, and reflected in the
linguistic structures employed.
From
Substance to Relation
This,
the essential cognitive switch of perception from "
Substance
to Relation
"
is described (as much as that is possible at all in words) in the chapter of
Macy's book from p. 46 on. She starts with an outline of the foundations of the
common
substance
view of reality that is characterized by "entities-substances that can impinge
on others and transmit properties to them." (p. 46), this is derived from
ancient Greek philosophy. (For this see also the discussion of the
Mae-phaisto
in
Faust[415]).
In the following pages to (p. 64), Macy gives a view of the fundamental
difference of the
paticca
samuppada
view. Such a basic cognitive principle is here called
a
priori
in a slight modifiation of the Kantian
[416]
usage. The notion of
a
priori
needs to be further clarified:
Popkin
(1956: 134
):
Our contacts with the experiential world supply the content of our knowledge,
but our facilities supply the form in which we know it.
Now,
the form in which we know the experiential world is determined by these factors:
1)
the biologically given
ratiomorphic
apparatus
(or RMA) of the sensory and neuronal processes.
2)
the SEMsphere conceptual and symbolic filters
->:SEMIOSPHERE,
p.
116.
3)
Our individual disposition and action at that very moment when we cognize
something
[417].
10.3.2. The
Ratiomorphic Apparatus (Weltbildapparat)
Riedl
(1976-1987c) gives in his works the complete description of the philosophical
foundations and the biological details of the EE (Evolutionary Epistemology)
views how the Kantian
a
priori
is based on a phylogenetic
a
posteriori
,
ie. what is
a
priori
for the individual organism experiences is a result of the evolution.
This
biological cognitive equipment is called the
ratiomorphic
apparatus
(RMA) (after Brunsvik) (
Riedl
1985: 59), it is the neuronal and sensory cognitive equipment of the human
organism (Riedl and Lorenz call it the
Weltbildapparat)
which sets an a priori phylogenetic condition for cognition. This is an
unconditional
a
priori
for
the individual organism. It cannot evade the genetically programmed
capabilities and limitations of its biological structure. Even if we are using
technical instruments to extend our capabilities, we have to read those
instruments with the senses we have. The RMA is the biological structure of the
neuronal network. We also speak of the
RMA
filters
in the present context.
The
important factor is now to find the dividing line between the effect of the RMA
filters and SEMsphere filters that are influencing human life in
contradistinction to animal experiences.
[418]
There is a superimposition of filter effects, and the personal reality
experienced is a result of
1)
a neuronal autopoietic reality construction process (the RMA filters),
2)
that arises in the structural coupling of individuals in a societal system.
(the SEMsphere) and
3)
the structural coupling of organisms leads to communication and self-reflexive
consciousness.
This
structural coupling can then be described as one further step in a recursive
autopoietic self-organization of the social system on a higher level of
organization. The same principle applies down from the (human) individuals into
the prior levels of organic organization: Biological evolution has formed this
equipment in the same autopoietic self-organization principle as the individual
organism creates its own structures. This recursive hierarchical ordering has
been described in detail in the works of
Salthe
(1985),
Salthe
(1993).
10.3.3. Cognitive
reorientation through a Gestalt switch
The
important question is the degree of
cognitive
freedom
that an individual has for applying the SEMsphere filters. That there is such a
freedom is evidenced by the Gestalt flip pictures. Here the nervous system
automatically performs a switch of filter functions which derive different
meanings from the same set of stimuli.
Boring
women, Gestalt picture
The
neuronal mechanism operating in the recognition of the Boring Gestalt picture
is described by Bösel and Pöppel:
Bösel
(1987: 299): Die Boring-Frauen... Auf die Frage “Wie alt ist die
abgebildete Frau?” kann man je nach Betrachter sehr unterschiedliche
Antworten bekommen. Die Schätzwerte variieren intraindividuell zwischen 15
und 95 Jahren. Es handelt sich nämlich um ein doppeldeutiges Bild. Dabei
stellt sich die Frage, welche Faktoren die Wahrnehmung der alten und welche die
Wahrnehmung der jungen begünstigen. Durch kleine Abänderungen kann
man das doppeldeutige Bild in die eine oder andere Richtung eindeutig
gestalten. Werden Probanden zunächst mit einem derart retuschierten Bild
konfrontiert, so nehmen sie im doppeldeutigen Bild verständlicherweise die
Gestalt wahr, die auch das Eindeutige zeigt. [....] Man muß voraussetzen,
daß die Bildinformationen selbst gestalterkennende neuronale Filter
verändern.
Pöppel
(1985: 67): In der modernen Wahrnehmungsforschung hat dieser Mechanismus der
Interpretation von Reizgegebenheiten den Namen »Top-down« erhalten -
im Gegensatz zu »Bottom-up«. Top-down heißt, daß von
unserem Kopf oder besser vom Gehirn nach unten, also zu den Sinnesorganen hin,
bestimmt wird, was wahrgenommen werden soll.
Pöppel
(1985: 69): Die zahlreichen Gesetze über Wahrnehmung, die von den
Gestaltpsychologen formuliert wurden, lassen sich zu einem Gesetz
zusammenfassen, nämlich dem Prägnanzgesetz. Das soll besagen: Was
immer in unser wahrnehmendes Bewußtsein gelangt, erscheint in einer
»prägnanten« Gestalt. Wenn eine Reizsituation nicht eindeutig
ist, dann wird sie aufgrund unserer Hypothesen so gestaltet oder umgestaltet,
daß der ins Bewußtsein gelangende Inhalt klar und deutlich ist. Mit
anderen Worten heißt das, daß es für den Erkennenden nie ein
Chaos gibt, daß immer Etwas gegeben ist, denn das Bedürfnis nach
Prägnanz ordnet das möglicherweise vorhandene Chaos im Sinne einer
subjektiven Ordnung. In Hinblick auf das Jetzt bedeutet das: Was immer
gegenwärtig ist, wird es dies zwar nur für eine kurze Dauer sein,
dafür aber in prägnanter, klarer und deutlicher Form.
10.4. Neuronal
Aesthetics, Cognition, Pattern, Autopoiesis
The
current theories of neuronal network action and pattern cognition in human
brains are described in
Breidbach
(1993), (1997) and Brock (NeuroAe)
,
Brock (1994),
Calvin
(1989), (1991) (1996a),
Edelman
(1992),
Gazzaniga
(1989),
Haken
(1992), Maturana
(1982-1994a),
Pöppel
(1978-1995),
Riegas
(1990), Roth (1996),
Schmidt
(1987, 1991),
Spitzer
(1996).
Calvin
(1996a) especially presents a theory describing actual spatial neuronal
patterns in the brain that are responsible for the formation of meaning and
concepts. The Gestalt processes play the essential role of pattern processes in
the structural coupling of organisms.
Gestalt
recognition is the result of the neuronal processing when it is presented with
a patterned set of stimuli, and that
Gestalt
manifests again as a pattern of neuronal excitation in that neuronal system.
[419]
In
the process of pattern recognition, a neuronal network enters a state of
activity characterized by phase coherence:
Singer
(1992: 58): Die oszillierenden Antworten räumlich verteilter Merkmale
beginnen in Phase zu schwingen, wenn im Bereich ihrer rezeptiven Felder
Konturen angeboten werden, die sich mit gleicher Geschwindigkeit in die gleiche
Richtung bewegen. Besonders ausgeprägt ist diese Synchronisation zwischen
Neuronengruppen, wenn diese von zusammenhängenden Neuronen aktiviert
werden. Dieses bedeutet, daß sich Neuronengruppen, die sich an der
Codierung einer durch die Kohärenz bestimmter Merkmale definierten Figur
beteiligen, durch die Phasenkohärenz ihrer oszillatorischen Antworten
auszeichnen. Das Ensemble von Neuronen wäre demnach nicht durch die
verstärkten
Antworten der einzelnen Mitglieder, sondern durch die
Phasenkohärenz
ihrer oszillatorischen Antworten definiert.
Now,
we can apply this to the cognitive processes in general. With the SEMsphere
filters, it is possible to perform a cognitive Gestalt switch
that has two or more possible stable states for realizing complete world
perception schemes. Applying the Gestalt switch with respect to the
paticca
samuppada
,
gives the following situation:
1)
a
redefining of
essential
logical categories
of
the SEMsphere filters is possible,
2)
under
which
any
and all experience is experience-d
,
and
3)
involving the
logical
switch of cognition from fundamental "substance" orientation to fundamental
"relation
"
orientation
that
has
4)
been performed in the awakening process of the Buddha.
5)
The fundamental cognitive reorganization thus represented is called
metanoia,
[420]
and it is
6)
within the ontogenetic (individual learning experience) RMA capability of the
human organism and can be supported by its genetic ratiomorphic apparatus base.
See
also
Macy
(1991: 193-212). A person who is experiencing existence from this position
,
will experience
being-in-relation
as profound emotional realization, and this will be the only conceivable
attitude towards everything that she experiences as
"being-other-but-not-quite-distinct-from-myself". Cognitively and
epistemologically, the Buddha's achievement has been a successful break-out
from an otherwise unreflected succession of habitual perceptional reference
frames that are reproduced in the perpetual autopoiesis of the social system.
Landow
(1992: 29): This ... requires that one first recognize the enormous power of
[our present world views], for only after we have made ourselves conscious of
the ways [they] have formed and informed our lives can we seek to pry ourselves
free from some of [their] limitations...
10.4.1. Autopoiesis
of the Cultural System and structural coupling of organisms
The
autopoietic formation of social systems is described in
Berger
(1990),
Luhmann
(1993),
Maturana
(1987, 1991),
Schmidt
(1987), (1992), and
Sprondel
(1994). The constituents and the whole of a social system stand in reciprocal
structural coupling with each other, in other words, they are enmeshed in a
relationship
system
.
This
relationship
system
is the "substance" of a social system. Its "matter" is communication: Luhmann
(1993: 191-241): "Kommunikation löst Kommunikation aus."
Luhmann
(1993: 166-167): Wir müssen uns jetzt der Frage stellen, wieso das Problem
der doppelten Kontingenz »sich selbst löst«; oder weniger
zugespitzt formuliert: wie es dazu kommt, daß das Auftreten des Problems
einen Prozeß der Problemlösung in Gang setzt. Entscheidend
hierfür ist der selbstreferentielle Zirkel selbst: Ich tue, was Du willst,
wenn Du tust, was ich will. Dieser Zirkel ist, in rudimentärer Form, eine
neue Einheit, die auf keines der beteiligten Systeme zurückgeführt
werden kann...
(167):
In dieser Einheit hängt die Bestimmung eines jedes Elements von der eines
anderen ab, und gerade darin besteht die Einheit. Man kann diesen
Grundtatbestand auch als eine sich selbst konditionierende Unbestimmtheit
charakterisieren: Ich lasse mich von Dir nicht bestimmen, wenn Du Dich nicht
von mir bestimmen läßt. Es handelt sich, wie man sieht, um eine
extrem instabile Kernstruktur, die sofort zerfällt, wenn nichts weiter
geschieht. Aber diese Ausgangslage genügt, um eine Situation zu bilden,
die die Möglichkeit birgt, ein soziales System zu bilden. [....] Dieses
soziale System gründet sich mithin auf Instabilität. Es realisiert
sich deshalb zwangsläufig als autopoietisches System. Es arbeitet mit
einer zirkulär geschlossenen Grundstruktur, die von Moment zu Moment
zerfällt, wenn dem nicht entgegenwirkt wird.
Luhmann
(1993: 157-158): Ein soziales System baut nicht darauf auf und ist auch nicht
darauf angewiesen, daß diejenigen Systeme, die in doppelter Kontingenz
stehen, sich wechselseitig durchschauen und prognostizieren können. Das
soziale System ist gerade deshalb System, weil es keine basale
Zustandsgewißheit und keine darauf aufbauenden Verhaltensvorhersagen
gibt. Kontrolliert werden nur die
daraus
folgenden
Ungewißheiten
in Bezug auf das
eigene
Verhalten
der Teilnehmer. [....]
(158):
Die Unsicherheitsabsorption läuft über die Stabilisierung von
Erwartungen, nicht über die Stabilisierung des Verhaltens selbst, was
natürlich voraussetzt, daß das Verhalten nicht ohne Orientierung an
Erwartung gewählt wird.
Maturana
(1991: 293): In dem Maße, wie ein soziales System das Medium darstellt,
in dem sich seine Mitglieder als lebende Systeme verwirklichen und in dem sie
ihre Organisation und Angepaßtheit aufrechterhalten, in dem Maße
wirkt sich das soziale System notwendig als eine Selektionsinstanz für die
strukturellen Veränderungen seiner Komponenten und folglich für deren
Eigenschaften aus. In dem Maße jedoch, in dem ein soziales System
faktisch durch diejenigen Lebewesen gebildet wird, die es durch ihr gemeinsames
Verhalten erzeugt, sind es de facto gerade diese Lebewesen, die als Komponenten
des sozialen Systems durch ihr Verhalten die Eigenschaften der Komponenten eben
dieses sozialen Systems selektieren.
Maturana
(1987: 224): Immer wenn ein Beobachter die Interaktionen zwischen Zweien oder
mehreren Organismen so beschreibt, als würde die Bedeutung, die er den
Interaktionen zuschreibt, den Verlauf dieser Interaktionen bestimmen, gibt der
Beobachter eine semantische Beschreibung...
Als
sprachlich bezeichnen wir ein ontogenetisches kommunikatives Verhalten (d.h.
ein Verhalten, das in der ontogenetischen Strukturkoppelung von Organismen
entsteht), welches ein Beobachter
semantisch
beschreiben kann.
Recursive
interactions lead to coordination of behavior which consists in the conditioned
structural coupling of organisms:
Maturana
(1987: 226): Es kann in der Tat zahllose Weisen geben, auf die rekursive
Interaktionen, die zu einer Verhaltenskoordination führen, zwischen
Individuen hergestellt werden (wie z.B. «Tisch», «table»,
«mesa»). Was dabei relevant ist, ist die Koordination der
Aktivität, zu der sie führen, und nicht die Form, die sie annehmen.
Tatsächlich entstehen sprachliche Bereiche als ein kulturelles Driften in
einem sozialen System, dem - wie beim genetischen Driften der Lebewesen - kein
Entwurf zugrunde liegt.
Repeated
recursive interactions lead to the stabilization of communication patterns in
the form of signs:
Maturana
(1987: 227): Wenn die Sprache entsteht, dann entstehen auch Objekte als
sprachliche Unterscheidungen sprachlicher Unterscheidungen, die die Handlung
verschleiern, die sie koordinieren. So koordiniert das Wort »Tische«
unsere Handlungen in Hinsicht auf die Handlungen, die wir ausführen, wenn
wir mit einem »Tisch« umgehen. Der Begriff »Tisch«
verschleiert uns jedoch die Handlungen, die (als Handlungen des Unterscheidens)
einen Tisch konstituieren, indem sie ihn hervorbringen.
The
whole ensemble of social coupling gives rise to the social context (
Maturana
1987: 251-254), which has been called the SEMsphere :
->:SEMIOSPHERE
Maturana
(1987: 252): So kommt es also, daß das Auftreten der Sprache beim
Menschen und des gesamten sozialen Kontextes, in dem sie auftritt, jenes
(soweit wir wissen) neue Phänomen des Geistes und der
Selbstbewußtheit als die intimste Erfahrung der Menschheit erzeugt. Ohne
eine geeignete Geschichte von Interaktionen ist es unmöglich, am
menschlichen Bereich teilzuhaben... Gleichzeitig ist Geist als Phänomen
des In-der-Sprache-Seins im Netz sozialer und sprachlicher Koppelung nichts,
das sich in meinem Gehirn befindet. Bewußtsein und Geist gehören dem
Bereich sozialer Koppelung an, und dort kommt ihre Dynamik zum Tragen.
On
this base of the autopoietic self-organization principle of society,
Salthe
(1985) and (1993) works out a general theoretical structural model of
hierarchically nested systems. Salthe describes his principle in those words:
Salthe
(1985: 8-9): This book is about structures. They are held to have ontological
primacy. The changing forms and relationships of entities not only reveal these
structures, and even perhaps cause them to exist in measurable ways, but are
also controlled by them. That is, the things in the world form a system... I
will presume that no change of form or process can occur that violates the
structural rules of the system of our world.
This
model allows us to formulate the notion of the diachronic aspect of societal
patterns, which is the question for the structure of the cultural transmission.
Cultural patterns display a certain stability over time, but they also change.
And what actually is change of cultural patterns, and by which processes they
change, needs to be treated in more detail.
Most
of the material on autopoietic entities existant derives from observation of
biological organisms, as the work of
Maturana
(1987) exemplifies. In the biological case, we have the by now well researched
principle of genetically based formation, that helps us explain some of the
principal mechanisms why organisms display the kind of self-similarity across
generations that we can actually observe. Even the extent and the details of
how the genetic mechanism determines this is still quite up to debate, as might
be exemplified by the discussion in
Salthe
(1993: 251-267) on the differences between the
neo-Darwinian
(E.O. Wilson, Dawkins) interpretation and various alternative viewpoints like
developmental
(Salthe) or
organismic
(Whitehead) and its descendant,
general
systems
(Bertalanffy, Maturana).
Salthe
(1993: 266): For both Hegel and Whitehead, the organism was the fundamental
kind of entity in the universe. If we have eschewed materialism, and if we are
unwilling to leave materialism behind, this seems to be the available attitude.
Historically, organicism in biology (Bertalanffy 1933; Haraway 1976) was
generated partly by the realization that vitalism made sense only in the
context of mechanicism (Bertalanffy 1933; Van der Veldt 1943) and partly by the
nonintelligibility of mechanism itself in the face of biological phenomena. The
arrangement of organic matter became for organicists the source of life's
phenomena, and the study of relations rather than of matter became the focus,
giving rise in the event to general systems theory (Bertalanffy 1968), and, I
believe, contributing as well to structuralism (Piaget 1970a; Laughlin and
d'Aquili 1974)
.
[400]
The cognitive bias of Wilson is the natural scientific one. It is based on a
specific set of assumptions embedded in the basic assumptions on wich the
natural sciences operate. Specifically, following the Cartesian reductionism as
outlined in "On Method",
Descartes (1637),
Dennett (1991: 3, 6, 8-9,
29-35). This means that all compound and complex phenomena are to be studied by
recursively dissecting them into their simpler component phenomena, and so on,
until one reaches the simplest components that can be understood as atomic
elements, whose combination yields the phenomena of the next higher order. This
essentially results in the natural scientific hierarchy of physics, chemistry,
biochemistry, biology, sociobiology, and ethology that Wilson refers to.
[401]
In the
Kuhnian sense. For further discussion of the relevance of the Kuhnian
notion of paradigms in the social sciences and anthropology, especially as an
answer to the approaches of sociobiologists like Wilson, see:
Samuel (1990:
1-5).
[402]
The work appeared first in 1929.
[403]
Connexion, combination, intertwinement, gr.: synapsis, symplexis
For
lack of the original character in the text: "u" with a bar "-" on top, this is
writing is substituted here: nex
us.
[404]
See the formal equivalence of the following paragraph with the buddhist
discussion of
paticca
samuppada
,
below.
[407]
The idea of a global networked system of organisms has been taken up and
elaborated by Howard
Bloom. It is available on the WWW under:
->
http://www.heise.de/tp/deutsch/special/glob/default.html
(URL)
[408]
This interesting time-transcending capability of SEMsphere entities is also
being touched in the discussion of the
immortality
of the soul
and the property of cultural patterns as
immortality
complexes.
->:IMMORTALITY_COMPLEX,
p.
137,
->:IMMORTAL_SOUL,
p.
243 [409]
To make this more precise: there are a few limitations, one of them being the
paper that holds the message. If the paper is gone, the message is gone also.
That is the question of the durability of the CMM which will be treated later.
The other limitation is of course, in order to partake in that shared SEMsphere
reality, we must speak the same language and write and read the same
(alphabetic) script. More on this under: ->:
TECHNO_FACTOR,
p.
155 [412]
The connection of the word
symbolon
with
symballein
is illustrated by this tale from ancient Greece: A group of friends prepared to
arrange a confidential meeting of each other's friends of friends in a house in
a different city. Since the "friends of the friends" didn't know each other,
they chose the following method to keep the circle of trustees secure: they
took a pottery vessel (a
krater)
and smashed it to pieces. Then they handed out these pieces to their respective
friends. At the day of comm-union, those people who had received a piece of the
broken vessel (a shard), handed it in to their (unknown) host in that house in
that city. And as the broken and distributed (diaballein) pieces of the krater
reassembled into a form that was once a whole, the common intention under which
these pieces were distributed, could re-emerge also.
[413]
4-d means a dynamic display systematically changing in time. This is also
covered under the name of
kinemorphae
in the section on performative CMM.
[414]
Secondary references:
Buddhadhasa (1956-1992). Notes: Sanskrit and Pali
terms are both written in simplified latinized transcription.
->:SPELLING,
p.
106 [416]
... Wo doch "der Verstand a priori niemals mehr leisten könne, als die
Form einer möglichen Erfahrung zu antizipieren" (Kant, in
Mittelstraß 1984: 1078).
[419]
Roth (1996: 258-261);
Brock:
http://www.uni-wuppertal.de/FB5-Hofaue/Brock/Projekte/NeuroAe3.html
(URL)